Newest FCA session focuses on remuneration, threat administration and governance, and liquidity necessities.
..Units out the FCA’s proposals for the brand new remuneration guidelines for FCA funding corporations
..Additional covers personal funds necessities, liquidity necessities, and the regulator’s expectations relating to threat administration and governance
..Closes on 28 Could 2021
On 19 April 2021, the FCA printed its second Session Paper (CP21/7) on the brand new UK funding corporations prudential regime (IFPR). The IFPR will create a brand new prudential regime for FCA-authorised MiFID funding corporations, and can replicate (however not mirror precisely) the EU IFD/R regime.
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